Action required
3
2 overdue
Next audit
42d
Section 86 trust audit
DOC
FICA — client onboarding pack
Anti-Money Laundering
Up to date
DOC
POPIA — privacy policy template
Data Protection
Up to date
DOC
Trust Account — section 86 audit
LPC compliance
Action required
DOC
Fidelity Fund certificate renewal
LPC compliance
Up to date
DOC
B-BBEE Scorecard — Generic
Empowerment
Action required
DOC
Health & Safety Act register
OHS
Up to date
DOC
Conflict-of-Interest declaration form
Ethics
Up to date
DOC
Cybersecurity incident response plan
Information Security
Under review
DOC
PAIA manual
Data Protection
Up to date
DOC
Employment Equity Plan
Labour
Action required